5 articles found within the last year.
Displaying results 1 - 5
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Hedge funds get a new cop
Memo to London's hedge fund managers: There is ... The UK's financial regulator has hired Australian Andrew ... The appointment comes as the UK regulator is ... Crain, 39 years old, hasn't worked at a ... In an interview, Crain described his approach as ... -- from Letter from the City, send comments...
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FSA slaps biggest fine in two years on Credit Suisse
Credit Suisse has become the first investment bank ... The fine makes Credit Suisse one of just ... Today’s fine is the fourth largest dished out ... Credit Suisse spooked the financial markets when it ... The errors occurred within the structured credit group, ... Margaret Cole, FSA director of enforcement, said: “It...
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Private banks boost risk controls
After Citigroup’s International Personal Bank faced anti-money laundering ... Industry sources agree private banks are having difficulty ... He said: “Many private banks are struggling in ... In a report last year, the Financial Services ... However, private banks say the regulator is too...
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Sants defends FSA staff from 'out of touch' accusations
The chief executive of the UK’s Financial Services ... Chief executive Hector Sants said, in his opening ... He added that the market should be in ... “I have already said that the standard of ... Sants said that the FSA has already made ... However, Sants defended criticism surrounding the quality of...
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Investment association urges action on 'boiler rooms'
The Association of Private Client Investment Managers and ... In a debate in the House of Commons ... David Bennett, chief executive officer at the association, ... The call for action comes just days after ... A BBC investigation at the start of this ... Boiler rooms tend to operate from abroad where...
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