2 articles found within the last year.
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Goldman balks at helping rich clients recover from 'auction rate' securities
For once, Wall Street isn't bending over backward ... That is causing new controversy for investment banks, ... The quandary is acute for Goldman Sachs, which ... Goldman was a key player in the auction-rate ... Carl Everett, an adviser to venture-capital firm Accel ... "The firm has been working with clients to...
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Cuomo readies UBS civil suit
New York state attorney general Andrew Cuomo is ... State securities regulators in Massachusetts have already filed ... The lawsuit also could include allegations of malfeasance ... "A filing of a complaint at this point ... In their June case, Massachusetts regulators named individuals...
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