3 articles found within the last year.
Displaying results 1 - 3
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Julius Baer spin-off to be first fund flotation in 18 months
Julius Baer Holding is pushing forward with its ... Artio had $47.6bn (€33bn) under management as of ... The size of the listing was not disclosed ... It will be the first public flotation of ... Sarah Spikes, an analyst at Arden, said: "There ... Artio's principals, Richard Pell and Rudolph-Riad Younes, also...
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Swiss regulator blames pay stuctures for wrongdoing at UBS
An investigation by the Swiss Federal Banking Commission ... The commission has told the UBS to supervise ... The commission probe, published today, has found: "In ... But the commission added that UBS was not ... Freshfields Bruckhaus Deringer, the legal firm representing Raoul...
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Investment Firm Is Probed
Stanford Financial Group, a firm run by wealthy ... Regulators from the SEC, the Financial Industry Regulatory ... The focus of the probe isn't clear. Mr. ... Representatives for Finra and the SEC declined to ... Mr. Stanford is a prominent businessman whose wealth ... In an email to Stanford employees sent Thursday,...
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