5 articles found within the last year.
Displaying results 1 - 5
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Julius Baer spin-off to be first fund flotation in 18 months
Julius Baer Holding is pushing forward with its ... Artio had $47.6bn (€33bn) under management as of ... The size of the listing was not disclosed ... It will be the first public flotation of ... Sarah Spikes, an analyst at Arden, said: "There ... Artio's principals, Richard Pell and Rudolph-Riad Younes, also...
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Swiss regulator blames pay stuctures for wrongdoing at UBS
An investigation by the Swiss Federal Banking Commission ... The commission has told the UBS to supervise ... The commission probe, published today, has found: "In ... But the commission added that UBS was not ... Freshfields Bruckhaus Deringer, the legal firm representing Raoul...
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Investment Firm Is Probed
Stanford Financial Group, a firm run by wealthy ... Regulators from the SEC, the Financial Industry Regulatory ... The focus of the probe isn't clear. Mr. ... Representatives for Finra and the SEC declined to ... Mr. Stanford is a prominent businessman whose wealth ... In an email to Stanford employees sent Thursday,...
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Study uncovers large inconsistencies in Madoff investments
Documents showing details of Bernard Madoff's funds highlighted ... A study of the documents by New York ... The report said the "small steady consistent returns" ... Madoff bought shares in about 50 large US ... Infovest said: "It is implausible that the S&P...
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Madoff fund outlined extensive potential risks
Documents from a US fund that invested in ... Many investors have blamed US regulators for failing ... However, the offering document for a fund managed ... The Tremont fund's documents cautioned it might also ... Tremont said: "The managers are not likely to ... Tremont added: "underlying funds may not be subject...
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